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Gain confidence in your compliance program by partnering with the experts.

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We provide backend support services to investment advisers, broker-dealers and other financial institutions through five distinct practice areas:

Compliance Administration

Compliance Administration

Full-service and ongoing compliance administration.

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Cyber Solutions

Cyber Solutions

Comprehensive data and cyber security solutions, including data security testing, vendor due diligence and more.

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Investment Administration

Investment Administration

Participant record keeping, investor reporting, fund accounting and more.

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Performance Services

Performance Services

Outsourced composite maintenance solutions.

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FilePoint Regulatory Filing Services

Regulatory Filings

Full-service financial printing for all your Section 16 filings, and more.

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A Truly Full-Service Partner

We prioritize relationship and high-quality, high-touch service to get results.

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Advisers
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BILLION

Assets Under Compliance

Administration

An Expert Team Makes All The Difference.

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Latest Flash Reports

Our industry is consistently changing and we want to keep you up to date with how it affects you.

SEC Risk Alert for Newly-Registered Advisers

By | Mar 29th, 2023|

SEC Risk Alert for Newly-Registered Advisers What happened? On March 27, 2023, the SEC’s Division of Exams (“EXAMS”) published a risk alert on observations from examinations of newly-registered advisers. [...]

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