IARD Annual Renewal Dates

WHAT IS COMING UP SOON?

Every year at this time, FINRA will post its Renewal Statements in the IARD Portal.  These fees are collected for system processing and jurisdiction-related renewals.

Pertinent dates related to the renewal are as follows:

Preliminary statements first available: November 16, 2020

Payment due: December 26, 2020

Final statements first available: January 2, 2021

If additional funds are owed, payment is due: January 22, 2021

WHAT DOES THIS MEAN FOR ME?

You will receive an email from FINRA regarding the annual renewal obligation. Fairview will assist with fulfilling this requirement and is available to answer questions regarding the Renewal Program.

By | 2020-11-04T22:04:44-05:00 Nov 4th, 2020|Registration, Disclosure and Filing Requirements, U.S. Securities and Exchange Commission|

About the Author:

Founded in 2005 with the goal of developing streamlined solutions for investment advisers, Fairview® is now servicing investment advisers, foundations, and funds with nearly $300 billion in collective assets.