John Marriott, President, has been with Fairview® since 2007. He has been instrumental in building out the compliance services and fund administration services offered by Fairview.
Prior to joining Fairview®, John owned and managed a transfer agent that serviced more than 100 pooled products. John currently holds FINRA licenses 7, 24 and 63. John earned his BS in Chemistry from the University of North Carolina at Chapel Hill.
Education & Training
- B.S. in Chemistry from the University of North Carolina at Chapel Hill
- Currently holds FINRA licenses 7, 24 and 63
- Has worked in financial services since 1995
Areas of Expertise
- Compliance for registered investment companies and broker dealers
- Investment adviser operations
- Accounting and shareholder services for pooled products
- Regulatory audit support
Good compliance is good for business.
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