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Important Message from the SEC Regarding Annual Amendment Filing Deadline

WHAT HAPPENED?

Saturday, March 31st is the 90-day annual amendment deadline for Advisers with a Fiscal Year ending on December 31st, 2017.  Please be advised that the Investment Adviser Registration Depository (IARD) system will be open on Saturday, March 31st, 2018 from 8 a.m. to 6 p.m. E.T.

Annual amendments submitted after 6 p.m. on March 31st will be considered late.  It is recommended to file early on March 29th due to Easter weekend and Good Friday holidays.

WHAT DOES THIS MEAN FOR ME?

As always, Fairview® will be working with clients to draft and submit their annual amendments prior to the deadline. Please contact Fairview® if you have any question or concerns regarding the filing deadline.

By | 2022-12-19T10:57:14-05:00 Feb 2nd, 2018|Registration, Disclosure and Filing Requirements, U.S. Securities and Exchange Commission|

About the Author:

Founded in 2005 with the goal of developing streamlined solutions for investment advisers, Fairview® is now servicing investment advisers, foundations, and funds with nearly $300 billion in collective assets.